SHI Security Holding Information

To specify information concerning securities held by an entity

Position: SHI-01 · Element: 125 · Name: Security Holding Type Code · Type: Identifier (ID) · Requirement: Mandatory · Min: 1 · Max: 2 · Repeat: 1

Code indicating the type of security that is held.

Position: SHI-02 · Element: 93 · Name: Name · Type: String (AN) · Requirement: Conditional · Min: 1 · Max: 60 · Repeat: 1

Free-form name

R0203: At least one of SHI-02 or SHI-03 is required

SHI02 contains the descriptive name of the security.

Position: SHI-03 · Element: 127 · Name: Reference Identification · Type: String (AN) · Requirement: Conditional · Min: 1 · Max: 50 · Repeat: 1

Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier

SHI03 contains the Committee for Uniform Securities Identification Procedures (CUSIP) identifier.

Position: SHI-04 · Element: 521 · Name: Product Transfer Type Code · Type: Identifier (ID) · Requirement: Optional · Min: 2 · Max: 2 · Repeat: 1

Code identifying the type of product transfer

SHI04 contains the method that will be used to transfer ownership of the security.

Position: SHI-05 · Element: 546 · Name: Status Code · Type: Identifier (ID) · Requirement: Optional · Min: 2 · Max: 2 · Repeat: 1

Code identifying the status of a business transaction, such as a claim, policy, real estate, or securities transaction