X12 404 Rail Carrier Shipment Information
This X12 Transaction Set contains the format and establishes the data contents of the Rail Carrier Shipment Information Transaction Set (404) for use within the context of an Electronic Data Interchange (EDI) environment. The transaction set can be used to transmit rail-carrier-specific bill of lading information to a railroad. It is the initial tender of a shipment between a consignor and a rail carrier and can be used as notification of equipment release and/or a legal bill of lading.
- ~ Segment
- * Element
- > Component
- ^ Repetition
Interchange Control Header
To start and identify an interchange of zero or more functional groups and interchange-related control segments
Code identifying the type of information in the Authorization Information
- 00
- No Authorization Information Present (No Meaningful Information in I02)
Information used for additional identification or authorization of the interchange sender or the data in the interchange; the type of information is set by the Authorization Information Qualifier (I01)
Code identifying the type of information in the Security Information
- 00
- No Security Information Present (No Meaningful Information in I04)
This is used for identifying the security information about the interchange sender or the data in the interchange; the type of information is set by the Security Information Qualifier (I03)
Code indicating the system/method of code structure used to designate the sender or receiver ID element being qualified
Identification code published by the sender for other parties to use as the receiver ID to route data to them; the sender always codes this value in the sender ID element
Code indicating the system/method of code structure used to designate the sender or receiver ID element being qualified
Identification code published by the receiver of the data; When sending, it is used by the sender as their sending ID, thus other parties sending to them will use this as a receiving ID to route data to them
Type is not applicable; the repetition separator is a delimiter and not a data element; this field provides the delimiter used to separate repeated occurrences of a simple data element or a composite data structure; this value must be different than the data element separator, component element separator, and the segment terminator
- ^
- Repetition Separator
Code specifying the version number of the interchange control segments, the version of the data elements within the control segments, and the code values within those data elements.
- 00803
- 00803 Standards Approved for Publication by ASC X12 Procedures Review Board through December 2021
A control number assigned by the interchange sender
Code indicating sender's request for an interchange acknowledgment
- 0
- No Interchange Acknowledgment Requested
- 1
- Interchange Acknowledgment Requested (TA1)
- 2
- Interchange Acknowledgment Requested only when Interchange is "Rejected Because Of Errors"
- 3
- Interchange Acknowledgment Requested only when Interchange is "Rejected Because Of Errors" or "Accepted but Errors are Noted"
Code indicating whether data enclosed by this interchange envelope is test, production or information
- I
- Information
- P
- Production Data
- T
- Test Data
Type is not applicable; the component data element separator is a delimiter and not a data element; this field provides the delimiter used to separate component data elements within a composite data structure; this value must be different than the data element separator and the segment terminator
- >
- Component Element Separator
Functional Group Header
To indicate the beginning of a functional group and to provide control information
Code identifying a group of application related transaction sets
- SR
- Rail Carrier Shipment Information (404, 419)
Code identifying party sending transmission; codes agreed to by trading partners
Code identifying party receiving transmission; codes agreed to by trading partners
Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year
Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)
Assigned number originated and maintained by the sender
Code identifying the issuer of the standard; this code is used in conjunction with Data Element 480
- T
- Transportation Data Coordinating Committee (TDCC)
- X
- Accredited Standards Committee X12
Code indicating the version, release, subrelease, and industry identifier of the EDI standard being used, including the GS and GE segments; if code in DE455 in GS segment is X, then in DE 480 positions 1-3 are the version number; positions 4-6 are the release and subrelease, level of the version; and positions 7-12 are the industry or trade association identifiers (optionally assigned by user); if code in DE455 in GS segment is T, then other formats are allowed
- 008030
- 008030 Standards Approved for Publication by ASC X12 Procedures Review Board through December 2021
Heading
Transaction Set Header
To indicate the start of a transaction set and to assign a control number
Code identifying a Transaction Set
- The transaction set identifier (ST01) is used by the translation routines of the interchange partners to select the appropriate transaction set definition (e.g., 810 selects the Invoice Transaction Set).
- 404
- Rail Carrier Shipment Information
General Shipment Information
To transmit identification numbers and other basic shipment data
- BX05 contains the Standard Carrier Alpha Code (SCAC) of the original roadhaul carrier receiving the shipment.
Examples:
BX00XPP1234CNKB
BX00XPP1234CNKB*N
Code identifying purpose of transaction set
- 00
- Original
Code specifying the method or type of transportation for the shipment
- X
- Intermodal (Piggyback)
Code identifying payment terms for transportation charges
- CC
- Collect
- PP
- Prepaid (by Seller)
Identification number assigned to the shipment by the shipper that uniquely identifies the shipment from origin to ultimate destination and is not subject to modification; (Does not contain blanks or special characters)
Code identifying the Standard Carrier Alpha Code
- CN
- CN Rail
Rail Shipment Information
To transmit rail-specific shipment data
Example: BNX*N**S
Release
To indicate that the equipment is or is not to be released
Indicates whether shipment is to be released for movement when the transmission is received or will be released through other means.
Example: M3R20231116*1454
Code signifying whether or not the shipment information transaction set includes instructions for pickup and movement of the shipment; (This code provides a means for the shipper to transmit billing data along with the movement instructions, transmit billing data ahead of the movement instructions, or follow movement instructions with complete billing data at a later date)
- If M301 contains code value "S" or "R", then M302 is the date of release. If M301 contains code value "U", then M302 is the estimated date of release.
- R
- Released with Billing Data
Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year
Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)
Extended Reference Information Bill of Lading Number
To transmit identifying information as specified by the Reference Identification Qualifier
Allows Reference Numbers to be sent to CN. At least one N9 containing a Bill of Lading number must be included. This number will be included on all other documents such as Freight Invoice and Remittance/Payment.
Example: N9BM1234*202311161454
Code identifying the Reference Identification
- BM
- Bill of Lading Number
Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier
Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year
Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)
Extended Reference Information Purchase Order Number
To transmit identifying information as specified by the Reference Identification Qualifier
Allows Reference Numbers to be sent to CN. At least one N9 containing a Bill of Lading number must be included. This number will be included on all other documents such as Freight Invoice and Remittance/Payment.
Examples:
N9PO12345202311161454
N9PO*123452031116*1454
Code identifying the Reference Identification
- PO
- Purchase Order Number
Reference information as defined for a particular Transaction Set or as specified by the Reference Identification Qualifier
Date expressed as CCYYMMDD where CC represents the first two digits of the calendar year
Time expressed in 24-hour clock time as follows: HHMM, or HHMMSS, or HHMMSSD, or HHMMSSDD, where H = hours (00-23), M = minutes (00-59), S = integer seconds (00-59) and DD = decimal seconds; decimal seconds are expressed as follows: D = tenths (0-9) and DD = hundredths (00-99)
Equipment Details
To identify the equipment
Example: N7CNRU22211120000A3***CN4000
Prefix or alphabetic part of an equipment unit's identifying number
- N701 is mandatory for rail transactions.
Mandatory for rail transactions.
Sequencing or serial part of an equipment unit's identifying number (pure numeric form for equipment number is preferred)
Code identifying type of equipment used for shipment
- CN
- Container (not otherwise specified)
- TL
- Trailer (not otherwise specified)
Length (in feet and inches) of equipment ordered or used to transport shipment (The format is FFFII where FFF is feet and II is inches; the range for II is 00 through 11)
Outside length required for intermodal equipment. (4000 = 40 feet)
Seal Numbers
To record seal numbers used and the organization that applied the seals
Example: M7*123456
Origin Station
To identify the rail origin of the shipment
Indicates the origin of the shipment, the point from which it is shipped. Spelling should be in accordance with that listed in the Standard Point Location Code (SPLC) standard available from the National Motor Freight Tariff Association (USA) or the National Transportation Agency (Canada). CN Intermodal terminal listing can be found at end of this document.
Examples:
F9MONTREAL TASCH YARD*PQ
F9MONTREALPQ
F9* BRAMPTON INTER TERON
F9**TORONTOON
Destination Station
To identify the rail destination of the shipment
Indicates the destination of the shipment, the point at which it will be unloaded or where the transportation responsibility reverts to the consignee. Spelling should be in accordance with that listed in the Standard Point Location Code (SPLC) standard available from the National Motor Freight Tariff Association (USA) or the National Transportation Agency (Canada). CN Intermodal terminal listing can be found at end of this document.
Examples:
D9BRAMPTON INTER TER*ON
D9CALGARYAB
D9* MONTREAL TASCH YARDPQ
D9**MONTREALPQ
Party Identification
To identify a party by type of organization, name, and code
Associated to the N3 and N4 segments below. N1, N3 and N4 segments are repeated for the Consignee and any other Additional Parties to the shipment.
Examples:
N1SHINTERMODAL SHIPPER INC
N3123 MAIN ROAD
N4MONTREALPQH4T 1T1
N1CNINTERMODAL CONSIGNEE INC
N312 SMITH STREET
N4TORONTOONM9W 1R6
N1N1INTERMODAL SHIPPER INC
N1SHINTERMODAL SHIPPER INC
N3123 MAIN ROAD
N4MONTREALPQH4T 1T1
N1CNINTERMODAL CONSIGNEE INC
N3123 SMITH STREET
N4CALGARYABT2G 5S2
N1N1INTERMODAL SHIPPER INC
N1SHINTERMODAL SHIPPER INC
N3123 MAIN ROAD
N4TORONTOON
N1CNINTERMODAL CONSIGNEE INC
N312 SMITH STREET
N4MONTREALPQ
N1N1INTERMODAL CONSIGNEE INC
N4MONTREALPQ
Party Location
To specify the location of the named party
Geographic Location
To specify the geographic place of the named party
Free-form text for city name
- A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
Code specifying the Standard State/Province as defined by appropriate government agency
Code specifying international postal zone code excluding punctuation and blanks (zip code for United States)
- N403 contains the postal code in an unstructured format. N408 contains the postal code in a structured format. When a postal code data field is used, the parties shall agree as to which data element (N403 or N408) shall be used in the transaction set.
Stop-off Name
To identify a stop-off party
Example:
S11ABCD CO*P
S21*123 MAIN ST
S91**CALGARYAB**PU
Identifying number for the specific stop and the sequence in which the stop is to be performed
Stop-off Address
To specify the address of the stop-off party
Identifying number for the specific stop and the sequence in which the stop is to be performed
- S201 contains the same stop sequence number used on a corresponding S1 Segment.
Stop-off Station
To specify location details for a stop-off
Identifying number for the specific stop and the sequence in which the stop is to be performed
- S901 contains the same number used on a corresponding S1 Segment.
Code specifying the Standard State/Province as defined by appropriate government agency
Route Information
To specify carrier and routing sequences and details
One R2 segment for each railroad in the route. CN can provide route information for your shipments (i.e.: Railroad SCAC's and junctions).
Examples:
R2CNS*25
R2CN*S**20
Code identifying the Standard Carrier Alpha Code
Code specifying the relationship of a carrier to a specific shipment movement
- S
- Origin Carrier, Shipper's Routing (Rail)
Transaction Set Line Number
To reference a line number in a transaction set
Examples:
LX1
LX2
LX*3
Description, Marks and Numbers
To specify the line item in terms of description, quantity, packaging, and marks and numbers
CN can provide Standard Transportation Commodity Codes (STCC) for your commodities. The commodity code is required only on the first L5 segment. Additional L5 segments can be used to provide additional description of lading.
Examples:
L51FAK4611110T
L51 FREIGHT ALL KINDS, (FAK)4611110T
L52DELY: 1 # PCS: 511 WEIGHT: 5000 KGS
L53DELY: 2 # PCS: 1227 WEIGHT: 15000 KGS
L51FAK-HAZARDOUS GOODS4950150T
Sequential line number for a lading item
Description of an item as required for rating and billing purposes
- L502 may be used to send quantity information as part of the product description.
Code describing a commodity or group of commodities
7-digit Standard Transportation Commodity Code (STCC). 4611110 is only valid for use on domestic shipments.
Line Item - Quantity and Weight
To specify quantity, weight, volume, and type of service for a line item including applicable "quantity/rate-as" data
Examples:
L0120000N600PCS**K
L0120000N1738CAS
L0120000N200*PCS**L
Sequential line number for a lading item
Code specifying the type of weight
- A3
- Shippers Weight
- N
- Actual Net Weight
Number of units (pieces) of the lading commodity
- L008 is the number of handling units of the line item tendered to the carrier.
Code specifying the packaging form of the lading quantity
- 600
- BDL
- Bundles
- CAS
- Cases
- N
- PCS
- Pieces
Code specifying extent of transportation service requested
- 200
Numeric value of quantity
- L013 can only be used if the code in L009 is PLT, SKD, or SLP.
- L013 is used to convey the total number of boxes, cartons, or pieces contained on a pallet, skid, or slip sheet for the line item.
Loop Header
To indicate that the next segment begins a loop
Hazardous Identification Information
To specify the hazardous commodity identification reference number and quantity
Example: LH1PC19UN3481**4966481KG*470
Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken
- LH101 and LH102 are used to convey the number and type of packages for bulk and nonbulk movements.
- BX
- Box
- PC
- Pieces
Number of units (pieces) of the lading commodity
Code identifying the hazardous material identification number as required by Title 49 of the code of Federal Regulations; UN/NA stands for United Nations/North America
Code describing a commodity or group of commodities
7-digit Standard Transportation Commodity Code (STCC).
Code specifying the units in which a value is being expressed, or manner in which a measurement has been taken
- LH101 and LH102 are used to convey the number and type of packages for bulk and nonbulk movements.
- KG
- Kilograms
Hazardous Classification Information
To specify the hazardous notation and endorsement information
- If the hazardous endorsement (LH204) is "NONE", then use of LH204 is mandatory.
However, the receiver must consider it to be blanks when printing a paper document.
Example: LH29P
Hazardous Material Shipping Name Information
To specify the hazardous material shipping name and additional descriptive requirements
Example: LH3LITHIUM ION BATTERIESC
The proper shipping name of the hazardous commodity as specified by Title 49 Code of Federal Regulations, or the shipping name of the dangerous good as defined in the Canadian Transportation of Dangerous Goods Act and Regulations, or the international regulations as promulgated by the United Nations
Administrative Communications Contact
To identify a person or office to whom administrative communications should be directed
Example:
PERCNofferor company name or contract numberTE1-613-996-6666
Code identifying the major duty or responsibility of the person or group named
- CN
- Canadian Hazardous Material Contact Qualifier
- HM
- USA Hazardous Material Contact Qualifier
Free-form name
If the emergency response telephone number shown in PER04 is an emergency provider (e.g Chemtrec), the PER02 must identify the company (offeror) by name or contract number.
Code identifying the type of communication number
- TE
- Telephone
Party Identification
To identify a party by type of organization, name, and code
Used to identify the Canadian ‘consignor’ (‘SH’ shipper or ‘CN’ consignee) as required by Transport Canada regulations (TDG 3.5 (1)(a)).
Party Location
To specify the location of the named party
Geographic Location
To specify the geographic place of the named party
Free-form text for city name
- A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
Code specifying the Standard State/Province as defined by appropriate government agency
Code specifying international postal zone code excluding punctuation and blanks (zip code for United States)
- N403 contains the postal code in an unstructured format. N408 contains the postal code in a structured format. When a postal code data field is used, the parties shall agree as to which data element (N403 or N408) shall be used in the transaction set.
Party Identification
To identify a party by type of organization, name, and code
Used to identify the Canadian ‘consignor’ (‘SH’ shipper or ‘CN’ consignee) as required by Transport Canada regulations (TDG 3.5 (1)(a)).
Example:
N1SHINTERMODAL SHIPPER INC
N3123 MAIN ROAD
N4TORONTO*ON
Party Location
To specify the location of the named party
Geographic Location
To specify the geographic place of the named party
Free-form text for city name
- A combination of either N401 through N404, or N405 and N406 may be adequate to specify a location.
Code specifying the Standard State/Province as defined by appropriate government agency
Code specifying international postal zone code excluding punctuation and blanks (zip code for United States)
- N403 contains the postal code in an unstructured format. N408 contains the postal code in a structured format. When a postal code data field is used, the parties shall agree as to which data element (N403 or N408) shall be used in the transaction set.
Loop Trailer
To indicate that the loop immediately preceding this segment is complete
Hazardous Certification
To specify the name of the person certifying that the shipment complies with the regulations and/or the actual certification
Provides the name of the person who prepared, and certifies to its accuracy, the documentation of the regulated commodity.
Example: LH6*JOHN Q SHIPPER
Transaction Set Trailer
To indicate the end of the transaction set and provide the count of the transmitted segments (including the beginning (ST) and ending (SE) segments)
Total number of segments included in a transaction set including ST and SE segments
Functional Group Trailer
To indicate the end of a functional group and to provide control information
Total number of transaction sets included in the functional group or interchange (transmission) group terminated by the trailer containing this data element
Interchange Control Trailer
To define the end of an interchange of zero or more functional groups and interchange-related control segments
sample 1
GS*SR*SENDERGS*RECEIVERGS*20240208*032910*000000001*X*008030
ST*404*00920001
BX*00*X*PP*1234*CN*K*B
BNX*N**S
M3*R*20231116*1454
N9*BM*1234**20231116*1454
N9*PO*12345**20231116*1454
N7*CNRU*222111*20000*A3*******CN****4000
M7*123456
F9**MONTREAL TASCH YARD*PQ
D9**BRAMPTON INTER TER*ON
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*MONTREAL*PQ*H4T 1T1
N1*CN*INTERMODAL CONSIGNEE INC
N3*12 SMITH STREET
N4*TORONTO*ON*M9W 1R6
N1*N1*INTERMODAL SHIPPER INC
R2*CN*S***25
LX*1
L5*1*FAK*4611110*T
L0*1***20000*N***600*600
SE*22*00920001
GE*1*000000001
IEA*1*000000001
sample 2
GS*SR*GENERIC*CN*20231116*1454*000000092*X*008030
ST*404*00920001
BX*00*X*PP*1234*CN*K*B
BNX*N**S
M3*R*20231116*1454
N9*BM*1234**20231116*1454
N9*PO*12345**20231116*1454
N7*CNRU*222111*20000*A3*******CN****4000
M7*123456
F9**MONTREAL*PQ
D9**CALGARY*AB
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*MONTREAL*PQ*H4T 1T1
N1*CN*INTERMODAL CONSIGNEE INC
N3*123 SMITH STREET
N4*CALGARY*AB* T2G 5S2
N1*N1*INTERMODAL SHIPPER INC
R2*CN*S***20
LX*1
L5*1* FREIGHT ALL KINDS, (FAK)*4611110*T
L0*1***20000*N***1738*CAS
SE*22*00920001
GE*1*000000092
IEA*1*000054913
sample 3
GS*SR*GENERIC*CN*20231116*1454*000000092*X*008030
ST*404*00920001
BX*00*X*PP*1234*CN*K*B
BNX*N**S
M3*R*20231116*1454
N9*BM*1234**20231116*1454
N9*PO*12345**20231116*1454
N7*CNRU*222111*20000*A3*******CN****4000
F9**MONTREAL*PQ
D9**CALGARY*AB
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*MONTREAL*PQ*H4T 1T1
N1*CN*INTERMODAL CONSIGNEE INC
N3*123 SMITH STREET
N4*CALGARY*AB* T2G 5S2
N1*N1*INTERMODAL SHIPPER INC
S1*1*ABCD CO****A
S2*1*123 MAIN ST
S9*1**CALGARY*AB**PU
R2*CN*S***20
LX*1
L5*1*FAK*4611110*T
L0*1***22162*N***1738*CAS
LX*2
L5*2*DELY: 1 # PCS: 511 WEIGHT: 5000 KGS
LX*3
L5*3*DELY: 2 # PCS: 1227 WEIGHT: 15000 KGS
SE*28*00920001
GE*1*000000092
IEA*1*000054913
sample 4
GS*SR*SENDERGS*RECEIVERGS*20240208*032746*000000001*X*008030
ST*404*00920001
BX*00*X*PP*1234*CN*K*B
BNX*N**S
M3*R*20231116*0728
N9*BM*1234**20231116*1454
N9*PO*12345**20231116*1454
N7*CNRU*222111*20000*A3*******CN****4000
M7*123456
F9**BRAMPTON INTER TER*ON
D9**MONTREAL TASCH YARD*PQ
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*TORONTO*ON
N1*CN*INTERMODAL CONSIGNEE INC
N3*12 SMITH STREET
N4*MONTREAL*PQ
N1*N1*INTERMODAL CONSIGNEE INC
N4*MONTREAL*PQ
R2*CN*S***25
LX*1
L5*1*FAK-HAZARDOUS GOODS*4950150*T
L0*1*******20000*N***200*200*L
LS*LH1
LH1*PC*19*UN3481**4966481*KG*470
LH2*9*P
LH3*LITHIUM ION BATTERIES*C
PER*HM*offeror company name or contract number*TE*1-613-996-6666
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*TORONTO*ON
LE*LH1
LH6*JOHN Q SHIPPER
SE*33*00920001
GE*1*000000001
IEA*1*000000001
sample 5
GS*SR*GENERIC*CN*20231116*1454*000000092*X*008030
ST*404*00920001
BX*00*X*PP*1234*CN*K*B
BNX*N**S
M3*R*20231116*0728
N9*BM*1234**20231116*1454
N9*PO*12345**20231116*1454
N7*CNRU*222111*20000*A3*******CN****4000
M7*123456
F9**TORONTO*ON
D9**MONTREAL*PQ
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*TORONTO*ON
N1*CN*INTERMODAL CONSIGNEE INC
N3*12 SMITH STREET
N4*MONTREAL*PQ
N1*N1*INTERMODAL CONSIGNEE INC
N4*MONTREAL*PQ
R2*CN*S***20
LX*1
L5*1*FAK-HAZARDOUS GOODS*4950150*T
L0*1*******20000*N***200*200*L
LS*LH1
LH1*PC*19*UN3481**4966481*KG*470
LH2*9*P
LH3*LITHIUM ION BATTERIES*C
PER*HM*(offeror) company name or contract number*TE*1-613-996-6666
N1*SH*INTERMODAL SHIPPER INC
N3*123 MAIN ROAD
N4*TORONTO*ON
LE*LH1
LH6*JOHN Q SHIPPER
SE*33*00920001
GE*1*000000092
IEA*1*000054913
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